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LPL, Dan Arnold
LPL Financial Canned Its CEO. What it Means for the Stock.
For years, LPL Financial has been on a tear, acquiring rivals, boosting headcount, and adding gobs of assets. The stock price kept rising as the company extended its reach. But recently the company has been hit by a barrage of bad news.
LPL Financial Stock Slips After CEO Dan Arnold Is Fired
Shares of LPL Financial (LPLA) fell Wednesday morning, after the investment-advisory firm sacked Dan Arnold as chief executive for violating its code of conduct. Read more:
Dan Arnold, the ultimate LPL survivor, done in by his own words
Dan Arnold was the ultimate survivor of LPL Financial’s series of executive battles of the last 20 years. But in the end he was fired as the giant brokerage’s CEO for making statements, not yet known publicly, to employees that violated the company’s code of conduct.
LPL Financial terminates CEO Dan Arnold on code of conduct grounds
LPL Financial Holdings on Tuesday fired its CEO Dan Arnold for violating the company's code of conduct and appointed chief growth officer Rich Steinmeier as the interim chief.
La Jolla-based LPL Financial fires its CEO for violating company’s code of conduct
An investigation determined that Dan Arnold made statements to employees that violated LPL’s commitment to a respectful workplace.
LPL Financial Terminates CEO Dan Arnold for Violating Company's Commitment to Respectful Workplace
The board of LPL Financial Holdings terminated Dan Arnold as the retail investment advisory firm's top executive for having violated the company's commitment to a respectful workplace. LPL said on Tuesday an investigation by an outside law firm found that Arnold had made statements to employees that violated the company's code of conduct.
LPL Financial terminates CEO for violating company's commitment to respectful workplace
Investment advisory services provider LPL Financial Holdings (NASDAQ:LPLA) said its board has terminated President and CEO Dan Arnold, effective immediately. The company said Arnold was terminated for "violating LPL's commitment to a respectful workplace".
InvestmentNews
3h
LPL welcomes back $340M boomerang advisor from Raymond James
The broker-dealer titan is extending its reach in New Jersey with an advisor duo operating a proud family practice.
2d
on MSN
Week’s Best: LPL CEO Is Summarily Dismissed
T he abrupt firing of LPL Financial CEO Dan Arnold had investment professionals across the industry asking questions this ...
3h
LPL Financial welcomes Morristown Wealth Management
Securities and Advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment advisor. Member FINRA/SIPC. LPL Financial and its affiliated companies provide financial ...
5d
on MSN
LPL Financial stock may be volatile short term, but management is solid, analysts say
LPL Financial's CEO exit may impact stock short-term, but interim leadership and CFO support should stabilize the company, ...
planadviser.com
3d
LPL’s Arnold Has Settlement Chance as Steinmeier Called Worthy Successor
Stock analysts are watching for specific details of Dan Arnold’s dismissal while touting Rich Steinmeier’s business growth ...
Think Advisor
2d
LPL Closes Acquisition of Atria Wealth Solutions
LPL Financial has officially closed its acquisition of Atria Wealth Solutions, the independent broker-dealer announced ...
3d
Boggs & Company Wealth Management | LPL Financial
Firms do not pay a fee for placement on Forbes Top Advisor rankings, which are independently determined by Shook Research.
3d
Where LPL Finl Hldgs Stands With Analysts
The standing of LPL Finl Hldgs among financial experts is revealed through an in-depth exploration of recent analyst actions.
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