The team, led by veteran advisors Taryn Moll and Peter Henziak, is joining Raymond James’ office in Irvine, Calif.

The U.S. Securities and Exchange Commission (SEC) charged Harvest Volatility Management and Merrill Lynch on Wednesday for ...

The firms will pay millions in penalties, disgorgement and interest for letting accounts go over designated exposure levels, ...

The banking giant has been fined for reporting 65,335 municipal securities transactions that it shouldn't have, violating ...

The Financial Industry Regulatory Authority issued two separate fines against Merrill Lynch and BofA Securities totaling ...

The U.S. Securities and Exchange Commission said Wednesday Harvest Volatility Management LLC and Merrill Lynch, Pierce, ...

That training pays off to the tune of about 9 million referrals exchanged yearly across BofA's lines of business, with about ...

The wirehouse's latest addition in Manchester, New Hampshire arrives with more than two decades of industry experience.

Merrill Lynch Wealth Management’s D.C. team has moved in with its parent, so to speak.

The newly named head of Merrill Private Wealth Management says the business isn’t just about protecting wealthy families’ ...

Merrill Lynch and Harvest Volatility Management have agreed to pay a combined $9.3M to settle SEC claims of exceeding client ...

The U.S. Securities and Exchange Commission said Wednesday that Bank of America Corp.'s Merrill Lynch unit and derivatives specialist Harvest Volatility Management LLC agreed to pay a combined $9. ...